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The New York DOS 1710 form is an essential document for foreign professional service limited liability companies seeking to establish their legal presence in New York State. Governed by Section 1306 of the Limited Liability Company Law, this certificate of publication requires companies to publicly announce their intent to operate within the state— a crucial step that legitimizes their business activities. This process involves publishing specific company details in designated newspapers, a methodical approach ensuring transparency and compliance with state regulations. Subsequently, affidavits of publication, alongside the completed DOS 1710 form and a specified filing fee, are submitted to the New York State Department of State. While companies can draft their own documents or obtain them from legal stationery stores, the New York State Department of State provides this template to streamline the process. However, the intricate nuances of law strongly suggest the involvement of legal professionals in preparing such documents, underscoring the form's importance in aligning foreign professional service limited liability companies with New York's legal and regulatory frameworks.

New York Dos 1710 Sample

New York State

Department of State

Division of Corporations, State Records and Uniform Commercial Code

One Commerce Plaza, 99 Washington Avenue

Albany, NY 12231

www.dos.ny.gov

CERTIFICATE OF PUBLICATION

OF

(Name of Foreign Professional Service Limited Liability Company)

Under Section 1306 of the Limited Liability Company Law

The undersigned is the

(Title*)

of

(Name of Foreign Professional Service Limited Liability Company)

If the name of the foreign professional service limited liability company has changed, the name under which it was authorized is:

If applicable, the fictitious name of the foreign professional service limited liability company has agreed to use in this state is:

The application for authority was filed by the Department of State on:

The published notices described in the annexed affidavits of publication contain all of the information required by Section 1306 of the Limited Liability Company Law.

The newspapers described in such affidavits of publication satisfy the requirements set forth in the Limited Liability Company Law and the designation made by the county clerk.

I certify the foregoing statements to be true under penalties of perjury.

(Date)

X

(Signature)

(Type or Print Name)

*This certificate must be signed by a member, manager, authorized person or attorney-in-fact. If the certificate is signed by an attorney-in-fact, include the name and title of the person for whom the attorney-in-fact is acting. (Example, John Smith, attorney-in-fact for Robert Johnson, member.)

DOS-1710 (REV. 2/12)

-1-

CERTIFICATE OF PUBLICATION

OF

(Name of Foreign Professional Service Limited Liability Company)

Under Section 1306 of the Limited Liability Company Law

Filed by:

(Name)

(Mailing Address)

(City, State and ZIP Code)

Note: This form was prepared by the New York State Department of State for filing a certificate of publication for a foreign professional service limited liability company. You are not required to use this form. You may draft your own form or use forms available from legal stationery stores. The Department of State recommends that legal documents be prepared under the guidance of an attorney. This certificate of publication, with the affidavits of publication of the newspapers annexed thereto, must be submitted with a $50 filing fee payable to the Department of State.

(For office use only)

Attach this page after the affidavits of publication.

DOS-1710 (REV. 2/12)

-2-

 

File Overview

Fact Description
1. Purpose This form is designed for the certification of publication for foreign professional service limited liability companies operating in New York.
2. Governing Law It is governed by Section 1306 of the Limited Liability Company Law of New York.
3. Who Must Sign The form must be signed by a member, manager, authorized person, or attorney-in-fact of the foreign professional service limited liability company.
4. Publication Requirement Companies must publish notices containing specific information required by Section 1306 of the Limited Liability Company Law.
5. Newspaper Designation The affidavits of publication must be from newspapers that meet the requirements set by the Limited Liability Company Law and are designated by the county clerk where the LLC operates.
6. Filing Fee A $50 filing fee, payable to the Department of State, must accompany the submitted certificate of publication.
7. Optional Use While the DOS-1710 form is provided by the New York State Department of State, its use is not mandatory. Other forms, including those drafted independently or bought from legal stationery stores, may also be used.
8. Filing Address Certificates are filed with the New York State Department of State Division of Corporations, State Records and Uniform Commercial Code at One Commerce Plaza, 99 Washington Avenue, Albany, NY 12231.
9. Legal Advice The Department of State recommends that legal documents, including this certificate of publication, be prepared under the guidance of an attorney.

New York Dos 1710: Usage Guidelines

Filing the New York DOS 1710 form is a critical step for foreign professional service limited liability companies operating in New York State. This process involves formally announcing the operation of the company in accordance with Section 1306 of the Limited Liability Company Law. Completing this form requires attention to detail and accuracy to ensure all legal requirements are met. After submitting the form along with the necessary affidavits of publication and the filing fee, the company moves closer to fulfilling state legal mandates, paving the way for compliant business operations within New York.

  1. Identify the title (e.g., member, manager, authorized person, or attorney-in-fact) of the individual completing the form.
  2. Write the full legal name of the foreign professional service limited liability company as it is officially registered.
  3. If the company's name has changed since it was first authorized to do business in New York, enter the original name under which it was authorized.
  4. Should the company operate under a fictitious name in New York, specify this name accordingly.
  5. Provide the date on which the application for authority was officially filed with the Department of State.
  6. Attach the affidavits of publication from the newspapers where the notices of the company's operation were published, ensuring they contain all the information as required by Section 1306.
  7. Verify that the newspapers mentioned in the affidavits meet the Limited Liability Company Law's requirements and were designated appropriately by the county clerk.
  8. Sign and date the form to certify that the provided statements are true, understanding the legal implication of doing so under penalties of perjury.
  9. If applicable, clearly type or print the name of the individual signing the form. If an attorney-in-fact signs the form, include both their name and the name and title of the person they are representing.
  10. Complete the “Filed by” section on the last page of the form by entering the name, mailing address, city, state, and ZIP code of the individual or entity submitting the form.
  11. Attach the completed form to the affidavits of publication and prepare a $50 filing fee payable to the Department of State. Ensure all components are organized and ready for submission.

Once all steps are completed and the form, along with its attachments and the required fee, is submitted, it will be processed by the New York State Department of State. This filing is essential for foreign professional service limited liability companies to remain compliant with New York's business operation requirements. Ensuring the form is accurately and thoroughly completed will facilitate a smoother process in meeting state legal obligations.

FAQ

  1. What is the purpose of the New York DOS 1710 form?

    The New York DOS 1710 form serves as a Certificate of Publication for foreign professional service limited liability companies (LLCs) that wish to operate within New York State. Under Section 1306 of the Limited Liability Company Law, these entities are required to publish a notice of their application for authority to do business in New York in two newspapers. This form, along with the affidavits of publication from the newspapers, verifies that the publication requirement has been met.

  2. Who needs to sign the DOS 1710 form?

    This certificate must be signed by a person holding a relevant title within the foreign professional service limited liability company, such as a member, manager, or an authorized person. Additionally, an attorney-in-fact acting on behalf of one of these individuals may sign the form, provided that the name and title of the individual for whom they are acting are included. For example, if an attorney-in-fact is signing the form, it should be noted as "John Smith, attorney-in-fact for Robert Johnson, member."

  3. Is it mandatory to use the New York DOS 1710 form?

    No, it is not mandatory to use the New York DOS 1710 form specifically. While the form is prepared by the New York State Department of State for the convenience of filing a certificate of publication for a foreign professional service limited liability company, entities have the option to draft their own form or use forms available from legal stationery stores. However, it is recommended that legal documents, including this certificate, be prepared under the guidance of an attorney to ensure compliance with state requirements.

  4. What is the filing fee for the DOS 1710 form, and who is it payable to?

    The filing fee for submitting the DOS 1710 form is $50. This fee must be made payable to the 'Department of State.' It’s important to include this fee when submitting the certificate of publication along with the affidavits of publication from the newspapers to ensure your submission is processed without delays.

  5. Where should the completed DOS 1710 form and associated documents be sent?

    The completed DOS 1710 form, together with the affidavits of publication from the newspapers, should be submitted to the New York State Department of State, Division of Corporations, State Records and Uniform Commercial Code. The mailing address is One Commerce Plaza, 99 Washington Avenue, Albany, NY 12231. Attention to these details is crucial for the successful processing of your certificate of publication.

Common mistakes

Filling out the New York DOS 1710 form, which is essential for the certificate of publication for foreign professional service limited liability companies, can be a detailed process. Errors in this process can result in delays or rejections of the filing. Here are eight common mistakes people make when completing this form:

  1. Not updating the company name. If the name of the foreign professional service limited liability company has changed since it was first authorized, it is crucial to include both the current and previous names on the form. Failing to update this information can lead to processing delays.
  2. Ignoring the fictitious name option. If the company is using a fictitious name in New York State, this name must be included on the form. Neglecting to provide the fictitious name when applicable misses a critical step in the identification process.
  3. Incorrect filing date. The date when the application for authority was filed with the Department of State must be accurately reported. Incorrect dates can invalidate the filing process.
  4. Annexation of improper affidavits. The affidavits of publication must be annexed correctly and must contain all the required information as per Section 1306 of the Limited Liability Company Law. Attaching incomplete or incorrect affidavits can lead to rejection.
  5. Omitting newspaper details. The newspapers in which the notices were published must satisfy the requirements set out in the Limited Liability Company Law and the designation made by the county clerk. Failing to specify or choosing newspapers not meeting these criteria can result in non-compliance.
  6. Misinterpreting signatory requirements. The certificate must be signed by an authorized individual, such as a member, manager, or attorney-in-fact. Misunderstanding who has the authority to sign can cause complications. Furthermore, if signed by an attorney-in-fact, the name and the title of the person for whom they are acting must be clearly indicated.
  7. Miscalculating the filing fee. A precise filing fee of $50, payable to the Department of State, is required with the submission. Incorrect fees can delay processing.
  8. Incorrect or incomplete mailing address. Providing an inaccurate or incomplete mailing address can lead to significant delays in communication from the Department of State.

Avoiding these mistakes not only ensures a smoother filing process but also helps in achieving compliance with New York State requirements. Remember, while the DOS 1710 form is available for convenience, the Department of State recommends consulting with an attorney to ensure the accuracy and completeness of all legal documents.

Pay careful attention to detail when completing the DOS 1710 form, and consider seeking professional advice to navigate the complexities of this legal requirement effectively. This approach not only facilitates compliance but also optimizes the registration process for foreign professional service limited liability companies in New York State.

Documents used along the form

When filing the New York DOS 1710 form for the Certificate of Publication for a Foreign Professional Service Limited Liability Company, it's crucial to complement this submission with the appropriate set of documents for a smooth processing experience. These documents ensure compliance with the state's regulatory requirements and facilitate the business's legal operations within New York.

  • Application for Authority: Before foreign entities submit the DOS 1710, they must file an Application for Authority. This form officially registers the company with the New York State Department of State, enabling it to conduct business within the state.
  • Affidavit of Publication: Alongside the DOS 1710, companies must provide affidavits from the newspapers in which the company's formation was announced. These affirm the publication requirement under New York law has been met.
  • Certificate of Existence (also known as Certificate of Good Standing): Issued by the home state of the foreign LLC, this document verifies that the company is active and in compliance with its domestic state regulations at the time of filing.
  • Operating Agreement: While not always submitted to the state, having a written Operating Agreement is advisable for any LLC. It outlines the company's financial and functional decisions, including rules, regulations, and provisions for the business's operations.
  • IRS Form SS-4 or Online EIN Application: Businesses must obtain an Employer Identification Number (EIN) from the IRS for tax purposes. An EIN is necessary for opening business bank accounts, hiring employees, and more.
  • Biennial Statement: Every two years, foreign LLCs must file a Biennial Statement with the New York Department of State, updating their contact information and affirming their continued operation within New York.
  • Change of Agent Form: If a business decides to change its registered agent or the agent’s address, this form needs to be submitted to notify the Department of State.
  • Fictitious Name Registration: If operating under a name different from their legal name, companies must file a DBA (Doing Business As) with New York State. This registration allows the LLC to do business under a different name legally.

Each document plays a pivotal role in solidifying a foreign professional service limited liability company's legal and operational footing in New York. Proper preparation and submission of these forms not only ensure compliance with New York laws but also lay a robust foundation for the business's endeavors within the state. It's essential to review and update these documents regularly to reflect changes in the company's operations or structure and to remain in good standing with the New York State Department of State.

Similar forms

The New York DOS 1710 form is akin to the Certificate of Incorporation for a Domestic Corporation, as both are critical for entities to legally operate within New York State. The Certificate of Incorporation marks the birth of a domestic corporation, detailing its name, purpose, office location, and information about its shares and incorporators. Similarly, the DOS 1710 form is vital for foreign professional service limited liability companies (LLCs) intending to do business in New York, outlining their authority to operate and compliance with publication requirements under state law.

Another similar document is the Biennial Statement for Domestic and Foreign Business Corporations. Like the DOS 1710 form, which foreign entities use to demonstrate compliance with specific New York State requirements, the Biennial Statement is a mandatory filing that domestic and foreign corporations must submit every two years. It updates the Department of State on current business information, helping to ensure the public record remains accurate.

The Application for Authority for a Foreign Corporation shares similarities with the DOS 1710 form too. This application is necessary for any foreign corporation aiming to conduct business in New York. It requests information like the corporation's name, country of origin, New York office location, and a designated address for service of process, paralleling the DOS 1710’s role in registering foreign entities and ensuring they meet local legal standards.

The LLC Articles of Organization can also be paralleled to the DOS 1710 form. While the Articles of Organization establish a domestic LLC by detailing essential company information to the state, the DOS 1710 serves a somewhat analogous purpose for foreign professional service LLCs, facilitating their legal operation in New York by certifying their publication compliance as required by law.

Similar to the DOS 1710 form, the Certificate of Amendment for LLCs is used when a limited liability company needs to make alterations to its original Articles of Organization. This might include changes to the company’s name, purpose, or duration. Both documents must be filed with the New York Department of State and adhere to specific legal requirements, ensuring that the public record accurately reflects the current status of the business entity.

The Certificate of Assumed Name for businesses operates in conjunction with the DOS 1710, in that both are forms filed with the New York State Department of State for businesses operating under names other than their legal names. The Certificate of Assumed Name allows businesses, both domestic and foreign, to legally conduct business under a dba (doing business as) name, which is crucial for branding and operational purposes.

Another comparable document is the Certificate of Change for LLCs and Corporations. This document facilitates updates to essential information reported to the Department of State, such as a change in the county location of the business’s office or a new service of process address. It shares a common purpose with the DOS 1710, as they both involve filing updated information to maintain compliance and operational legality within New York State.

Similarly, the Certificate of Merger/Consolidation for LLCs, Corporations, and Partnerships is related to the DOS 1710 form. This certificate is required when two or more business entities decide to merge or consolidate into a single entity, necessitating a formal update to the state. Like the DOS 1710, it ensures that the business entity's public records reflect significant changes affecting its legal and operational status.

The Foreign Limited Partnership Application for Authority is similar to the DOS 1710 form as well. It is designed for foreign limited partnerships looking to conduct business in New York, requiring them to submit detailed information about their partnership, similar to how the DOS 1710 form requires foreign professional service LLCs to demonstrate compliance with New York's publication requirements. Both documents are essential for foreign entities to gain and maintain the legal capacity to operate within the state.

Finally, the Statement of Surrender of Authority for Foreign Businesses is akin to the DOS 1710 in that it deals with foreign entities operating in New York. However, while the DOS 1711 form is about complying with requirements to operate, the Statement of Surrender is about officially ceasing operations and surrendering the authority to do business in New York, ensuring the entity’s status is accurately updated in the state’s records.

Dos and Don'ts

When you're filling out the New York DOS 1710 form, which is the Certificate of Publication for a foreign professional service limited liability company, there are important dos and don'ts to keep in mind. These guidelines will help ensure that your submission is correct and processed without unnecessary delays.

What you should do:

  1. Double-check the company name and any previous names it might have operated under, ensuring all details match those on file with the New York State Department of State.
  2. Include the fictitious name if the foreign professional service limited liability company has agreed to use one in New York State, ensuring it aligns with the state's requirements.
  3. Accurately report the date the application for authority was filed with the Department of State to avoid any discrepancies or processing delays.
  4. Ensure that the affidavits of publication from the newspapers are attached and meet all requirements of Section 1306 of the Limited Liability Company Law, including the proper designation by the county clerk.

What you shouldn't do:

  • Don't leave any field blank. If a section does not apply, indicate with "N/A" to confirm that you did not overlook the question.
  • Don't assume the form is error-free. Review all information for accuracy, ensuring that names, dates, and addresses are correctly entered.
  • Don't forget to attach the affidavits of publication from the newspapers. Your filing cannot be processed without these documents.
  • Don't overlook the need for the signature of a member, manager, authorized person, or attorney-in-fact, including the name and title of the person signing the form.

Misconceptions

When it comes to complying with New York State's business regulations, particularly for foreign professional service limited liability companies (LLCs), the Certificate of Publication, or DOS-1710 form, often sparks numerous misconceptions. These misunderstandings can result in non-compliance, potential fines, or delays in the authorization of business operations within the state. Below are five common misconceptions about the DOS-1710 form:

  • Misconception 1: Any Member Can Sign the DOS-1710 Form

    Contrary to what some may believe, the DOS-1710 form requires specific authorization for signature. It must be signed by a member, manager, authorized person, or attorney-in-fact of the foreign professional service limited liability company. If an attorney-in-fact signs the form, the name and title of the person they are representing must also be included. This detail underscores the importance of ensuring the correct individual executes the document to maintain compliance.

  • Misconception 2: Fictitious Names Are Optional

    Some may misunderstand the role of fictitious names in the filing process. If a foreign professional service limited liability company's name is not available or cannot be used in New York for any reason, the company must agree to use a fictitious name in the state. This detail is crucial for avoiding legal and operational issues related to brand identity and name recognition within the state.

  • Misconception 3: Publication Requirements Are Merely Suggestive

    The affidavits of publication, detailing the notice of formation published in the designated newspapers, are sometimes underestimated in their importance. This step is not merely a formality but a mandated requirement that must be followed strictly. The published notices must contain all information required by Section 1306 of the Limited Liability Company Law. Compliance ensures legal recognition and operational integrity within New York.

  • Misconception 4: Any Newspaper Will Suffice for Publication

    An often overlooked detail is that the newspapers where the notices are published must meet specific criteria set forth in the Limited Liability Company Law and be designated by the county clerk. The requirement ensures that notices reach the appropriate and intended audience, contributing to the transparent operation of foreign entities within the state.

  • Misconception 5: The DOS-1710 Form is the Only Requirement for Foreign Entities

    Lastly, there's a misconception that submitting the DOS-1710 form completes the compliance process for a foreign professional service limited liability company to operate in New York. In fact, this form represents just a part of the broader legal and procedural landscape that foreign companies must navigate, including obtaining the necessary authority to conduct business in the state. Comprehensive legal guidance is recommended to fully understand and comply with all regulatory obligations.

In conclusion, navigating the complexities of the DOS-1710 form and its related requirements is essential for foreign professional service limited liability companies seeking to operate in New York State. Clearing up these common misconceptions can facilitate smoother legal processes, ensuring that companies remain in good standing and minimize the risk of legal challenges or operational delays.

Key takeaways

Understanding the intricacies of the New York DOS 1710 form is crucial for foreign professional service limited liability companies intending to operate in the state. Here are key takeaways to ensure compliance and avoid common pitfalls:

  • Scope and Purpose: The New York DOS 1710 form is specifically designed for foreign professional service limited liability companies. It's used to comply with Section 1306 of the Limited Liability Company Law, requiring such entities to publish and then certify their existence and operation within New York State.
  • Filing Requirement: Submitting a completed DOS 1710 form, along with affidavits of publication from the newspapers, is not just a formality. It's a legal requirement for foreign professional service limited liability companies to be recognized and to legally do business in New York.
  • Publication Requirement: The law mandates that the company must publish in two newspapers. These newspapers, one daily and one weekly, must meet the criteria set by the county clerk of the county in which the company intends to operate. The publication serves as a public announcement of the company’s intention to do business in New York.
  • Affidavits of Publication: After publication, the newspapers will provide affidavits of publication. These are essential documents that must be attached to the DOS 1710 form, confirming that the publication requirement has been satisfactorily completed.
  • Filing Fee: There is a $50 filing fee that must accompany the DOS 1710 form and the affidavits of publication. This fee is payable to the Department of State and is required for the processing of the certificate of publication.
  • Signature Requirements: The DOS 1710 form must be signed by a member, manager, authorized person, or attorney-in-fact of the foreign professional service limited liability company. It’s important to ensure that the signatory has the legal authority to act on behalf of the company.
  • Fictitious Name: If the foreign professional service limited liability company is operating under a fictitious name, this information must be disclosed on the form. Using a fictitious name without proper notification can lead to legal complications.
  • Legal Guidance Recommended: The New York State Department of State recommends that legal documents, including the DOS 1710 form, be prepared under the guidance of an attorney. This ensures accuracy, compliance with state laws, and avoids issues that could arise from incorrectly completed forms.

Adhering to these takeaways will facilitate a smoother process for foreign professional service limited liability companies seeking to comply with New York’s legal requirements. Remember, while the process might seem complex, properly filing the DOS 1710 form is a crucial step towards establishing your business presence in New York.

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