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Embarking on asbestos removal or related activities in New York requires meticulous adherence to specific regulations, a testament to the gravity with which the state handles environmental and public health concerns. At the heart of these regulatory processes is the New York ACP9 form, a critical document for any entity seeking a variance from established asbestos control regulations. Originating from the New York City Department of Environmental Protection, this form serves as an asbestos variance application, mandating typewritten submissions to ensure clarity and legibility. Located at 59-17 Junction Boulevard, on the 8th Floor in Corona, NY, the Asbestos Control Program underscores the need for applications to be submitted at least two weeks before the commencement of work, underscoring the program's commitment to thorough review and oversight. Designed to detail the specifics of the facility involved, the applicant's information, and the precise asbestos rule provisions from which a variance is sought, the form also necessitates a detailed account of the reasons behind the request, alongside proposed actions and any alternative procedures planned to meet the requirements. Furthermore, it includes a fee schedule correlating to the amount of asbestos-containing material (ACM) affected, highlighting the program's structured approach to variance applications. Completing and submitting this form, along with the necessary attachments and fees, represents the initial step toward obtaining approval for work that deviates from standard asbestos removal and handling practices, a process that underscores the city's unwavering commitment to safeguarding public health and the environment. It is a reminder of the rigorous compliance and regulatory landscape surrounding asbestos management in New York, setting the stage for safe and responsible environmental stewardship.

New York Acp9 Sample

ONLY TYPEWRITTEN FORMS WILL BE ACCEPTED

 

 

 

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Asbestos Control Program

 

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59-17 Junction Boulevard, 8th Floor, Corona, NY 11368-5107

 

 

 

 

 

 

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Asbestos Variance Application

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FOR OFFICIAL USE ONLY

Variance #_____________________

Fee Paid ___________

Notification #___________________

I. FACILITY

 

 

Application must be

Address_____________________________________________ Borough ____________ Zip __________

made

at least

2

 

 

weeks

prior to

the

II. APPLICANT

 

start of work.

 

Name ___________________________________________________________

Tel # ____________________

Address _____________________________________________ City _________________________ State ______ Zip_________

Capacity: ¸Contractor ¸Consultant ¸Owner ¸Other_________________ Contact Person ______________________

Ill. SPECIFY ALL NYC DEP OR NYS DOL (ICR56) ASBESTOS RULE PROVISIONS FROM WHICH A VARIANCE IS REQUESTED

________________________________________________________________________________________________________

________________________________________________________________________________________________________

SPECIFY FLOORS AND/OR AREAS WHERE WORK INVOLVING THIS VARIANCE IS TO OCCUR

________________________________________________________________________________________________________

_________________________________________________________________________________________________________

REASONS FOR REQUEST AND DESCRIPTION FOR PROPOSED ACTION (ATTACHMENT(S) SHALL BE SUBMITTED IN TRIPLICATE)

Explain why the procedures required by Title 15, Chapter 1 of the Rules of the City of New York (RCNY) and/or Part 56 of Title 12 of New York Codes, Rules and Regulations (Subparts 56-4 through 56-17) cannot be used. (Attach ADDITIONAL Sheets)

State the alternative procedures that will be employed to satisfy each requirement as modified. (Attach ADDITIONAL Sheets)

Provide color coded drawings identifying work area(s) and location of decontamination enclosure system(s).

IV. FEE SCHEDULE

 

 

 

 

0

Amount of ACM affected by this variance: _______ square feet + _______ linear feet = Total Amount of ACM _________ feet

 

 

 

 

 

 

 

If total amount of ACM

If total amount of ACM

 

 

 

is less than 5000 feet:

Is 5000 feet or more:

See Section 1-03(e)

Seven day notification period waiver

 

$300

$400

First sub-section (per category)

 

$400

$600

of the NYCDEP

Each additional sub-section (per category)

 

$200

$300

Asbestos Rules for

 

 

 

 

category definitions.

Maximum fee

 

$1200

$1800

 

 

Enter applicable fee based on schedule above

 

Total Fees $___________________

V.I hereby declare that the information provided herein and in any and all accompanying attachments is true and complete to the best of my knowledge. I understand that failure to comply with conditions set forth by the Department in an approval of the application shall render this variance null and void.

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Print Name of Owner

 

Print Name of Applicant (If not owner)

________________________________________________

_______________________________________________

Signature of Owner

Date

Signature of Applicant

Date

Work involving a variance may not commence prior to the receipt of the Department’s approval of the application. Any violation of the terms of any variance issued pursuant to Title 15, Chapter 1 of the RCNY Section 1-03 is considered a violation of the lettered subdivision modified by the variance.

ACP9 2/2001

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File Overview

Fact Detail
Form Purpose The ACP9 form is an Asbestos Variance Application used by the New York City Department of Environmental Protection.
Application Requirement Applications must be typed and submitted at least 2 weeks prior to the start of work involving asbestos.
Governing Laws The application process is governed by Title 15, Chapter 1 of the Rules of the City of New York (RCNY) and Part 56 of Title 12 of the New York Codes, Rules and Regulations (NYCRR).
Fee Structure Fees vary based on the amount of asbestos-containing material (ACM) affected, with a maximum fee of $1800 for more than 5000 feet of ACM.
Official Submission Address The form should be submitted to the NYC Department of Environmental Protection at 59-17 Junction Boulevard, 8th Floor, Corona, NY 11368-5107.

New York Acp9: Usage Guidelines

Filling out the New York ACP9 form is a crucial step towards compliance with specific asbestos control regulations. This procedure involves submitting a detailed request for a variance from certain Asbestos Control Program rules. Understandably, this might sound daunting, but with careful attention, individuals can navigate through the process efficiently. Below are step-by-step instructions to adequately fill out the form, ensuring all necessary information is accurately and comprehensively provided.

  1. Ensure the form is typed as handwritten forms are not accepted.
  2. In the "FACILITY" section, input the complete address of the location where the variance is requested including the borough and zip code.
  3. Under the "APPLICANT" section, fill in your name, phone number, address, city, state, and zip code. Also, specify your capacity (contractor, consultant, owner, or other) and provide the contact person's name.
  4. In section III, clearly specify all NYC DEP or NYS DOL (ICR56) asbestos rule provisions from which a variance is being requested. This section requires a detailed explanation, so be as specific as possible.
  5. Identify the floors and/or areas within the facility where work involving the requested variance will occur.
  6. Provide a justification for the variance request and a detailed description of the proposed action. This part must include why the standard procedures cannot be used and what alternative methods you propose. Attach additional sheets if necessary, along with color-coded drawings of the work area(s) and decontamination enclosure system(s).
  7. Refer to the "FEE SCHEDULE" section to calculate the applicable fee based on the amount of asbestos-containing material (ACM) affected by the variance. Add the square feet and linear feet of ACM to determine the total amount, and calculate your fee accordingly. Enter the total fee in the space provided.
  8. Finally, in section V, the owner and applicant (if not the owner) must print their names and sign and date the form, thereby declaring that the information provided is true and complete to the best of their knowledge.

Fulfilling these steps with attention to detail is essential for submitting a well-prepared variance application. Remember, the process doesn't end with the form submission; work involving a variance cannot commence without the Department's approval. Hence, accurately completing this form is the initial step towards obtaining the necessary authorization for your project.

FAQ

  1. What is the New York ACP9 form?

    The ACP9 form is an official document issued by the New York City Department of Environmental Protection (NYCDEL). It serves as an Asbestos Variance Application, allowing individuals or entities to request a variance from specific asbestos control requirements. This form is used when standard asbestos abatement procedures, outlined in the Rules of the City of New York (RCNY) and/or New York Codes, Rules and Regulations (NYCRR), are not feasible or practical in certain circumstances.

  2. Who needs to fill out the ACP9 form?

    This form must be completed by contractors, consultants, property owners, or other individuals/entities involved in an asbestos abatement project that requires deviation from standard regulations. The applicant can be anyone assuming responsibility for the compliance of the project with the NYCDEP regulations but is usually directly involved in the work.

  3. What information is required on the ACP9 form?

    The ACP9 form requires detailed information about the facility where the asbestos work will take place, the applicant's contact information, specifics of the NYC DEP or NYS DOL asbestos rule provisions from which a variance is sought, detailed reasons for the request and description of the proposed action, including alternative procedures and color-coded drawings of the work area. Additionally, the form includes a fee schedule based on the amount of asbestos-containing material (ACM) affected by the variance.

  4. How far in advance must the ACP9 form be submitted?

    The form must be submitted at least two weeks prior to the start of the intended work. This lead time is necessary for the NYCDEP to review the application and grant approval if the conditions satisfy regulatory safety requirements.

  5. What are the fees associated with the ACP9 form?

    Fees vary based on the total amount of ACM impacted by the variance. For areas less than 5000 square feet or linear feet, fees start at $300 for the seven-day notification period waiver, with additional costs for each subsection category of rules from which a variance is requested. For areas of 5000 feet or more, the fees increase, starting at $400 for the waiver, and go up to a maximum of $1800 depending on the number of categories involved.

  6. Can work begin before receiving approval of the ACP9 form?

    No, commencement of work involving a variance is strictly prohibited until the Department’s approval of the application has been received. Starting work prior to approval may result in the application being denied, or in penalties and fines for violating asbestos control regulations.

  7. What happens if the information provided in the ACP9 form is inaccurate?

    Providing false or incomplete information can lead to the variance application being denied or rendered null and void if discrepancies are discovered after approval. It’s crucial for the integrity of the application that all information is accurate and complete to the applicant's best knowledge.

  8. Where can I obtain a New York ACP9 form?

    The ACP9 form is available online on the NYC Department of Environmental Protection’s official website. Additionally, individuals can visit the NYCDEP office in person or contact them by phone to request a copy of the form.

  9. Is there any assistance available for completing the ACP9 form?

    Yes, the NYC Department of Environmental Protection provides guidance for completing the form either through their website or by direct consultation. It is advisable for applicants unfamiliar with the process or the requirements to seek assistance to ensure the application is completed accurately.

  10. What is the significance of color-coded drawings in the ACP9 form?

    Color-coded drawings are vital as they provide a visual representation of the work area and the location of decontamination enclosure systems. These drawings allow the NYCDEP to assess the potential impact of the variance and the effectiveness of proposed alternative safety measures. The detailed visualization aids in ensuring that public health and safety will not be compromised.

Common mistakes

Filling out the New York ACP9 form, required for applying for an asbestos variance, involves several critical steps and details that applicants frequently overlook or incorrectly handle. The common mistakes made during this process can significantly impact the approval of the application, leading to delays or outright denial. Understanding these errors is essential for anyone seeking to navigate this meticulous documentation requirement successfully.

  1. Not Providing Typewritten Forms: As explicitly stated in the instructions, only typewritten submissions will be accepted by the New York Department of Environmental Protection (DEP). Despite this clear directive, applicants occasionally submit handwritten forms, which are automatically rejected. Ensuring all information is typed is the first critical step in compiling a compliant application.

  2. Incorrect or Incomplete Facility Information: The facility's address, including the borough and zip code, must be accurately and completely filled out. This information is crucial for the DEP to locate and identify the building where the variance will apply. Inaccuracies or omissions in this section can lead to considerable confusion and delay in processing the application.

  3. Failing to Specify Variance Details Adequately: The section that requires specifying the NYC DEP or NYS DOL (ICR56) asbestos rule provisions from which a variance is requested is often inadequately filled. Applicants must clearly identify the specific rules and provide a comprehensive description of the reasons for the request and proposed alternative procedures. Vague or incomplete explanations can weaken the application, decreasing the chances of approval.

  4. Omitting Required Attachments: The instructions specify that reasons for the request and descriptions of proposed actions must be accompanied by attachments, submitted in triplicate. These include additional sheets explaining why standard procedures cannot be used and detailing the alternatives. Furthermore, color-coded drawings identifying work areas and decontamination systems are mandatory. Failing to attach these documents, or submitting them in insufficient detail, is a common mistake that can lead to the rejection of the application.

  5. Incorrect Fee Calculation or Payment: The fee schedule is clearly outlined in the form, with different rates applicable based on the amount of asbestos-containing material (ACM) affected by the variance. Applicants often miscalculate the fees or overlook the incremental nature of the charges based on the ACM's total square and linear feet. Proper calculation and timely payment of the correct fee amount are essential for the application's acceptance.

The ACP9 form serves as a critical tool in managing asbestos-related activities within New York, ensuring that any deviations from standard procedures are judiciously reviewed and approved. Avoiding the common mistakes outlined above not only facilitates a smoother application process but also underscores the applicant's commitment to compliance and safety. Applicants who approach this process with attention to detail and a thorough understanding of the requirements will significantly enhance their chances of securing the necessary variance for their project.

Documents used along the form

When managing asbestos-related activities, particularly in New York, it's crucial to understand not just the significance of the New York ACP9 form but also other documents and forms that are often required in conjunction with it. The ACP9 form, as an Asbestos Variance Application, serves a specific purpose in the regulatory landscape, allowing applicants to request variances from standard asbestos handling procedures under certain conditions. However, this form doesn't stand alone. To navigate the regulatory environment effectively, several other documents are typically involved, each playing a vital role in ensuring compliance and safety in asbestos management operations.

  • ACP7 Form (Asbestos Project Notification Form): This form is a critical document that must be filed with the NYC Department of Environmental Protection (DEP) before any asbestos abatement project can commence. It notifies the DEP of the project's specifics, including the start date, project location, and the amount of asbestos-containing material (ACM) involved. It ensures that the DEP is aware of the project and provides an opportunity for oversight.
  • ACP5 Form (Asbestos Assessment Report): Before any action involving asbestos can be taken, it is essential to properly assess the presence and condition of any asbestos-containing materials. The ACP5 form reports the findings of such an assessment, detailing the amount and condition of ACM at a site. This information is crucial for planning safe and compliant abatement or management actions.
  • Asbestos Handling and Disposal Plan: While not a standard form like the ACP7 or ACP5, a comprehensive handling and disposal plan is often required for projects involving significant amounts of asbestos. This document outlines how asbestos materials will be safely removed, handled, and disposed of, ensuring that all actions comply with federal, state, and local regulations to protect public health and the environment.
  • Fee Payment Receipt: Although not a form, evidence of fee payment for the variance or project notification is crucial. It's a tangible proof that the required fees associated with the asbestos project, including the variance application, have been paid. This receipt must be kept on file and readily available for inspection by regulatory authorities to confirm that the financial obligations associated with the project have been met.

Together, these forms and documents create a framework for regulatory compliance and safety in asbestos management. They are integral to the process, from initial assessment through to the completion of the project. It's important for anyone involved in asbestos abatement or management to be familiar with these requirements, ensuring that all activities are conducted safely, legally, and with minimal risk to public health and the environment. This suite of documents helps protect not just the workers directly involved in handling asbestos but also the general public and the environment from the potential hazards associated with asbestos exposure.

Similar forms

The New York ACP9 form, an asbestos variance application utilized by the NYC Department of Environmental Protection, bears resemblance to the Uniform Environmental Covenant Act (UECA) Notice form. Both documents are integral in environmental management and protection, focusing on safety and compliance with regulations. The UECA Notice form aids in informing appropriate parties about use restrictions on contaminated properties to ensure public health and safety, similar to how the ACP9 form is used for asbestos variance applications to ensure that alternative procedures still adhere to environmental safety standards. Each form requires detailed descriptions of the property, plans for its use, and justification for variance or use restrictions, thereby protecting both the environment and public health.

Another analogous document is the EPA's Notification of Hazardous Waste Activity form, which entities must submit prior to handling hazardous wastes. Like the ACP9 form, it demands detailed information about the site, activities to be conducted, and specifics of the hazardous materials involved. Both documents ensure that respective agencies are informed of potentially dangerous activities, facilitating oversight and intervention if necessary. They both serve the purpose of minimizing environmental impact and safeguarding public health, albeit focusing on different hazardous materials and activities.

Similarly, the Construction Permit Application forms used in various jurisdictions share purposes with the ACP9 form. While construction permits typically cover a broad range of building and structural concerns, specific sections often require detailed information about the handling of hazardous materials, including asbestos. Both sets of forms necessitate thorough plans for ensuring safety and compliance with relevant codes and regulations, albeit the ACP9 form is specifically targeted at asbestos-related work. By providing a framework for review and approval, these forms collectively aim to prevent adverse health effects and environmental damage associated with construction and renovation projects.

Lastly, the Occupational Safety and Health Administration (OSHA)'s Asbestos Exposure Compliance forms share similarities with the ACP9 form. OSHA's documents are essential for ensuring that workplaces comply with federal standards for asbestos exposure, requiring detailed records on the presence of asbestos, employee exposure, and protective measures in place. Like the ACP9 form, these submissions are crucial for regulatory compliance, focusing on protecting workers and the public from the hazards associated with asbestos exposure. Both forms facilitate government oversight, though through different lenses—one for environmental protection and the other for occupational safety.

Dos and Don'ts

When filling out the New York ACP9 form for an asbestos variance application, it’s important to navigate the process with care to ensure your application is processed smoothly. Here are some do's and don'ts to keep in mind:

Do:
  • Ensure all information is typed. The form clearly states that only typewritten forms will be accepted, so handwritten forms are not a viable option.
  • Submit the application at least 2 weeks prior to the start of work. Timeliness is crucial to ensure your project does not get delayed.
  • Provide detailed reasons for the variance request. This includes why standard procedures cannot be used and what alternative procedures will be employed.
  • Attach all required documentation in triplicate. This includes color-coded drawings identifying work areas and the location of decontamination enclosure systems.
  • Calculate the correct fee based on the amount of ACM (Asbestos-Containing Material). This ensures you are prepared to cover the associated costs.
Don't:
  • Submit incomplete forms. Verify all sections are completed thoroughly to avoid any processing delays.
  • Overlook the signature section. The application requires signatures from both the owner and the applicant (if they are not the same person), confirming the truthfulness and completeness of the information provided.

Adhering to these guidelines ensures your ACP9 form is filled out correctly and increases the likelihood of a smooth approval process for your asbestos variance request.

Misconceptions

Understanding the New York ACP9 form, specifically designed for asbestos variance applications, is essential for contractors, consultants, owners, and other stakeholders in New York. Unfortunately, several misconceptions surround this document, leading to confusion and non-compliance. Here's a detailed look at these misunderstandings:

  • Misconception 1: The form is optional for asbestos-related work.
  • This is incorrect. The ACP9 form must be completed and submitted for any project seeking a variance from standard asbestos removal procedures as dictated by New York's regulations.

  • Misconception 2: Handwritten submissions are acceptable.
  • Only typewritten forms will be accepted for review. This requirement ensures clarity and legibility, facilitating the review process by the Department of Environmental Protection (DEP).

  • Misconception 3: You can submit the form just before starting work.
  • The application must be submitted at least two weeks before the commencement of work. This timeframe allows the DEP to assess the application thoroughly and provide necessary approvals or feedback.

  • Misconception 4: The form alone is sufficient for compliance.
  • Submitting the ACP9 form is only a part of the compliance process. Adequate attachments, including color-coded drawings and detailed explanations of alternative procedures, are also required.

  • Misconception 5: Any project size does not influence the application process.
  • The size of the project, particularly the amount of asbestos-containing material (ACM) affected, significantly impacts the fee structure and the need for variances. Different thresholds in square or linear feet have different requirements and fees.

  • Misconception 6: The ACP9 form is the only document needed for asbestos work approval.
  • In addition to the ACP9 form, further documentation and compliance with New York City and State asbestos regulations are necessary. This may include notification forms, licenses, and other permits.

  • Misconception 7: There's no need to detail why standard procedures cannot be used.
  • The form explicitly requires applicants to explain why the standard asbestos removal procedures cannot be applied and to outline alternative methods that will be used. This information is crucial for variance approval.

  • Misconception 8: Approval of the ACP9 form guarantees project approval.
  • Receiving approval for the variance application does not automatically mean project approval. Projects must comply with all applicable asbestos regulations and are subject to review and approval by the city or state authorities.

Correcting these misconceptions is vital for ensuring that stakeholders are compliant with the law, safeguarding public health, and maintaining the integrity of constructions and renovations within New York.

Key takeaways

Here are key takeaways for filling out and using the New York ACP9 form, essential for anyone requesting an asbestos variance:

  • All forms must be typewritten to ensure clarity and legibility, aligning with the standards of the New York Department of Environmental Protection.
  • The application should be submitted to the Asbestos Control Program at least two weeks prior to the commencement of any work involving asbestos.
  • Applicants must fully disclose the facility's address, including the borough and zip code, ensuring the site of variance is accurately identified.
  • It is vital for applicants to specify their role in relation to the project (e.g., Contractor, Consultant, Owner) to clarify their authority and responsibility.
  • The form requires a detailed list of all New York City Department of Environmental Protection (NYC DEP) or New York State Department of Labor (NYS DOL) asbestos rule provisions from which a variance is sought, underscoring the need for comprehensive understanding of regulatory obligations.
  • A thorough explanation, alongside triplicate attachments, must be provided to justify the variance request and describe the proposed alternative actions, highlighting the importance of clear rationale and accountable measures.
  • Color-coded drawings are mandatory to delineate the work area(s) and locate the decontamination enclosure system(s), aiding in visual assessment for safety compliance.
  • The fee schedule is determined by the total amount of asbestos-containing material (ACM) affected, with specific charges outlined for different quantities, underscoring the financial aspect of the variance process.
  • An assertion that the information provided in the application and attachments is true and complete is required from the owner and the applicant, underlining the seriousness and legal implications of the variance request.

Adhering to these guidelines is crucial for a successful variance application, ensuring that all regulatory requirements are met while prioritizing health and safety.

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