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In the bustling landscape of New York City's public contracting sphere, the integrity and reliability of bidders play pivotal roles in ensuring that the city's vast array of projects is in capable hands. Amid this backdrop, the City of NY Affirmation Form stands as a critical attestation tool that proposers or bidders must navigate. This document serves not just as a formality but as a declaration of the bidder's financial and legal standing in relation to the City of New York. By completing this form, an entity affirms that it is not behind on any debts, contracts, or taxes owed to the city and has not defaulted on obligations nor been disqualified or deemed irresponsible by any city agency. Additionally, it must disclose any ongoing proceedings that could affect its eligibility for public contracts. The form caters to different types of business structures—individuals or sole proprietorships, partnerships, joint ventures, other unincorporated organizations, and corporations—each with specific identification requirements such as Social Security or Employer Identification Numbers. The inclusion of these identifiers, as governed by the Federal Privacy Act, underscores a commitment to transparency and accountability, despite being voluntary, aiming to fortify the city’s capacity to enforce laws and regulate entities within its contracting ecosystem. This stringent yet necessary procedure encapsulates the city's effort to maintain a high standard of conduct among its contractors, ensuring that only those fully compliant and capable are entrusted with the responsibility of executing public projects.

City Of Ny Affirmation Sample

A F F I R M A T I O N

The undersigned proposer or bidder affirms and declares that said proposer or bidder is not in arrears to the City of New York upon debt, contract or taxes and is not a defaulter, as surety or otherwise, upon obligation to the City of New York, and has not been declared not responsible, or disqualified, by any agency of the City of New York, nor is there any proceeding pending relating to the responsibility or qualification of the proposer or bidder to receive public contracts except

Full name of proposer or bidder

_________________________________________________________________________

Address ____________________________________________________________________

City_________________________ State_____________________

Zip________________

CHECK ONE AND INCLUDE APPROPRIATE NUMBER:

(

) A

Individual or Sole Proprietorship

 

 

 

SOCIAL SECURITY NUMBER

___________________________

(

) B

Partnership, Joint Venture or other unincorporated organization

 

 

Employer Identification Number

___________________________

(

) C

Corporation

 

 

 

Employer Identification Number

___________________________

By:______________________________________________

Signature

___________________________________________

Title

(Must be signed by an officer or duly authorized representative.)

If a corporation, place seal here:

Under the Federal Privacy Act the furnishing of Social Security Number is by bidders on City contracts is voluntary. Failure to provide a Social Security Number will not result in a bidder s disqualification. Social Security Numbers will be used to identify bidders, proposers or vendors to ensure their compliance with laws, to assist the City in enforcement of laws as well as to provide the City a means of identifying businesses which seek City contracts.

File Overview

Fact Name Detail
Purpose The Affirmation form is completed by proposers or bidders to affirm their financial standing and responsibility with the City of New York before being awarded a contract.
Applicant Types Includes Individual or Sole Proprietorship, Partnership, Joint Venture, other unincorporated organization, and Corporations, each requiring identifications like Social Security Number or Employer Identification Number.
Compliance Proposers or bidders must not be in arrears, default, or disqualified by any City agency, nor involved in pending proceedings that question their ability to receive public contracts.
Signatory Requirement Form must be signed by an officer or a duly authorized representative; for corporations, a corporate seal is also required.
Voluntary Disclosure Providing a Social Security Number (SSN) is voluntary under the Federal Privacy Act and its absence will not disqualify a bidder.
Use of SSN Social Security Numbers are used to identify bidders and ensure compliance with laws, enforcement, and to identify businesses seeking City contracts.
Governing Law While the document is specific to New York City, it implies adherence to both City mandates and Federal Privacy Laws regarding information confidentiality and bidder’s responsibility.

City Of Ny Affirmation: Usage Guidelines

When it comes to engaging in contracts and bids with the City of New York, the City of NY Affirmation form plays a crucial role. This document is a formal declaration by the bidder or proposer, ensuring they are not indebted to the city in any form, be it through taxes, contracts, or any other financial obligations. Additionally, it certifies that the entity has not been disqualified from receiving public contracts by any city agency. Properly completing this form is essential for maintaining eligibility for future city contracts. The following steps are designed to guide you through the filling process to ensure accuracy and compliance.

  1. Begin by entering the full name of the proposer or bidder in the designated space, ensuring it's clearly legible.
  2. Proceed to fill in the address of the proposer or bidder, including the street address, city, state, and zip code, in the allocated area.
  3. Next, identify the type of entity you are representing by checking the appropriate box. If you are an Individual or Sole Proprietorship, select option A and provide your Social Security Number. For those representing a Partnership, Joint Venture, or other unincorporated organization, choose option B and include the Employer Identification Number. Corporations should select option C and also provide their Employer Identification Number.
  4. Once the entity type and respective identification number are completed, sign your name in the space provided. This signature must come from an officer or an authorized representative of the entity. Write the title of the person signing next to their signature for clarification.
  5. If the proposer or bidder is a corporation, ensure the corporate seal is affixed to the document in the designated area, formalizing the affirmation.

It's important to note that providing a Social Security Number, as per the Federal Privacy Act, is voluntary for bidders on City contracts. Choosing not to disclose this number will not affect the qualification process. The primary use of Social Security Numbers in this context is to ensure adherence to laws, assist in the enforcement of these laws, and to help the City identify businesses seeking contracts. After carefully completing the form, review your entries for accuracy before submission. This step-by-step methodical approach not only fulfills a legal requirement but also demonstrates your organization’s commitment to transparency and accountability in dealings with the City of New York.

FAQ

  1. What is the City of NY Affirmation form?

    The City of NY Affirmation form is a document that affirmatively asserts the proposer's or bidder's financial and legal standing in regards to city contracts. It declares that the entity is not in debt to the city, has not defaulted on obligations, is not disqualified from receiving public contracts, and is not involved in proceedings that question its responsibility or qualifications for receiving public contracts.

  2. Who needs to complete the City of NY Affirmation form?

    Any proposer or bidder seeking to participate in public contracts within the City of New York needs to complete the affirmation form. This includes individuals, sole proprietorships, partnerships, joint ventures, other unincorporated organizations, and corporations.

  3. What information must be provided on the form?

    • Full name of the proposer or bidder
    • Address, including city, state, and zip code
    • Indication of the entity's type (individual or sole proprietorship, partnership, joint venture, unincorporated organization, or corporation)
    • Social Security Number or Employer Identification Number, depending on the entity type
    • Signature of an officer or duly authorized representative
  4. Is providing a Social Security Number mandatory?

    Under the Federal Privacy Act, furnishing a Social Security Number on the City of NY Affirmation form is voluntary for bidders on City contracts. Failure to provide a Social Security Number will not disqualify a bidder from consideration.

  5. How will the Social Security or Employer Identification Number be used?

    These numbers are used to identify bidders, proposers, or vendors to ensure their compliance with laws, assist the City in the enforcement of laws, and provide a means of identifying businesses seeking City contracts.

  6. What happens if a proposer or bidder is found to be in arrears or a defaulter?

    Being in arrears, defaulting on obligations, or being disqualified from receiving public contracts can severely affect the proposer's or bidder's ability to receive public contracts with the City of New York. The affirmation form acts as a preliminary screening to ensure compliance and suitability for city contracts.

  7. What are the implications of signing the City of NY Affirmation form?

    By signing the form, proposers and bidders certify the truthfulness of their declared financial and legal standing. Misrepresentation can lead to serious legal consequences, impacting the ability to secure public contracts in the future and potentially leading to legal action.

Common mistakes

Filling out the City Of New York Affirmation form might appear straightforward at first glance, but a few common missteps can lead to potential setbacks. Being mindful of these pitfalls can ensure that your submission stands on solid ground.

  1. One frequent mistake is providing incomplete information. The form requires precise details, including the full name of the proposer or bidder, address, and the type of entity they represent. Leaving any of these fields blank or incomplete can lead to unnecessary delays.
  2. Incorrectly identifying the entity type is another common error. It's crucial to correctly check whether the entity is an Individual or Sole Proprietorship, a Partnership, Joint Venture, or other unincorporated organization, or a Corporation. This choice determines the type of identifying number required, be it a Social Security Number or an Employer Identification Number.
  3. Failure to provide the correct identification number, whether it's a Social Security Number for individuals or an Employer Identification Number for corporations and other organizations, can also complicate matters. This unique identifier helps the City ensure compliance with laws and identify businesses seeking contracts.
  4. Overlooking the signature section can lead to the rejection of the form. The form must be signed by an officer or a duly authorized representative. Without a valid signature, the affirmation lacks verification and is considered incomplete.
  5. Not using the corporate seal where required is a mistake specific to corporations. If the proposer or bidder is a corporation, the placement of the corporate seal on the form signifies the corporation's formal agreement to the declaration made in the affirmation.
  6. Ignoring the Federal Privacy Act statement about Social Security Numbers being voluntary might lead individuals to believe they must provide this information. Understanding that providing a Social Security Number is voluntary and not a disqualifying factor is important for those concerned about privacy.
  7. Last but not least, neglecting to check for any pending proceedings relating to the responsibility or qualification of the proposer or bidder to receive public contracts is a critical oversight. Failing to declare such proceedings could result in disqualification or other legal complications.

Ensuring accuracy and completeness when filling out the City Of New York Affirmation form is essential. Attention to detail can prevent the common mistakes listed above. Should you find yourself uncertain about any section of the form, seeking clarification is always a wise step. Remember, the goal is to affirm your eligibility and responsibility in the clearest and most straightforward manner possible.

  • It is crucial to double-check all entered information for accuracy before submission.
  • Maintaining up-to-date records can help avoid discrepancies that might lead to mistakes on the form.
  • Seeking professional advice when unsure about any requirements is advisable to ensure compliance.

By avoiding these common pitfalls, proposers and bidders can streamline their submission process and foster a smoother path toward engaging in contracts with the City Of New York.

Documents used along the form

When engaging with the City of New York through its contracting processes, a myriad of documents and forms are often instrumental alongside the City of NY Affirmation form. This form is a critical piece, affirming that a proposer or bidder is not in arrears or disqualified from engaging in contracts with the city. However, to ensure comprehensive compliance and understanding between the parties, additional documents usually come into play. Each plays its unique role in painting a full picture of the bidder's qualifications and legal standing.

  • Vendor Information Form (VIF): This document is crucial for providing the city with detailed information about the vendor, including business name, address, principal owners, and financial information. It helps the city assess the vendor’s capacity and reliability.
  • Certificate of Insurance: A Certificate of Insurance is often required to prove that the bidder or proposer has adequate insurance coverage as mandated by the city’s requirements. This certificate safeguards against liabilities that may arise during the contract period.
  • Non-Collusion Affidavit: This affidavit asserts that the proposal or bid is made without any form of collusion with any other person, company, or entity competing for the same contract. It's a declaration of integrity and competitiveness.
  • Business Integrity Commission (BIC) Registration Receipt: For certain types of work, especially those involving trade waste handling, a BIC Registration Receipt is necessary to confirm that the business is in compliance with the city’s regulations regarding waste management.
  • Conflict of Interest Form: This form discloses any potential conflicts of interest the bidder might have with the City of New York. It’s a proactive measure to ensure transparency and fairness in the city’s contractual engagements.
  • Proof of Identity Documents: To comply with legal and regulatory requirements, bidders are often required to submit proof of identity documents. This could include a driver's license, passport, or other government-issued identification.

Together, these documents complement the City of NY Affirmation form. They not only validate the legal and financial standing of a proposer or bidder but also ensure that all engagements are transparent, fair, and compliant with the city's robust regulatory framework. Crafting a comprehensive dossier that includes these documents when engaging in public contracts with the City of New York is indispensable for a fruitful and compliant partnership.

Similar forms

The Non-Collusion Affidavit is one document closely related to the City of New York Affirmation form, primarily because both serve as sworn statements ensuring integrity and compliance in a bidding or contractual process. Both documents require the organization or individual to declare that they have not engaged in any wrongful acts such as collusion or bid rigging. The main difference lies in the specific focus on collusion in one affidavit and a broader assertion of non-arrears and qualification status in the other. Nevertheless, both are essential for fostering fair business practices and safeguarding the interests of the contracting authority, in this case, the City of New York.

Vendor Responsibility Questionnaire shares similarities with the Affirmation form as both are used to assess the responsibility and capability of entities aiming to do business with a public sector entity. While the Affirmation form requires a declaration regarding the proposer's financial standing and compliance with the city's regulations, the questionnaire goes into more detail, collecting comprehensive information about the vendor’s business operations, including organizational structure, financial stability, and legal compliance. Both documents are crucial in ensuring that the City of New York only engages with reputable and responsible vendors.

The Conflict of Interest Disclosure is another document that parallels the City of New York Affirmation form. This disclosure requires proposers or bidders to reveal any potential conflicts of interest they may have in relation to the contract or procurement process. Like the Affirmation form, it is designed to promote transparency and prevent unethical practices. However, it focuses specifically on conflicts of interest, whereas the Affirmation form encompasses a broader declaration of compliance and suitability for contract awarding. Both documents, though, underscore the city’s commitment to fairness and integrity in its dealings.

Business Integrity Questionnaire can also be compared to the City of New York Affirmation form. This document is often required from companies seeking to undertake high-value contracts with government entities and is designed to vet the integrity and ethical practices of a business. It may cover areas such as criminal history, prior business conduct, and compliance with labor laws, similar to the broader compliance and qualification areas addressed in the Affirmation form. Both are geared towards ensuring that only entities that meet high standards of integrity and compliance are considered for public contracts.

Last, the Tax Clearance Certificate is akin to the Affirmation form in that both are required by the City of New York from entities wishing to engage in work or services for the city. A Tax Clearance Certificate is a document proving that a business is current with its tax obligations. Although the Affirmation form encompasses more than just tax compliance, stating that the signer is not in arrears to the City on taxes is a part of its declaration. Having both a Tax Clearance Certificate and completing an Affirmation form helps demonstrate a company’s fiscal responsibility and legal compliance in its business operations with the City.

Dos and Don'ts

When completing the City of NY Affirmation form, it is crucial to adhere to specific guidelines to ensure the submission is accepted and processed smoothly. Below are eight key do's and don'ts that should be followed:

  • Do thoroughly read all instructions on the form before beginning to fill it out. Achieving a clear understanding of what is required can significantly impact the completion process positively.
  • Do print legibly or type your responses to ensure all information is understandable. This step minimizes the chance of errors or delays in processing.
  • Do check the appropriate box indicating whether you are an Individual or Sole Proprietorship, a Partnership, Joint Venture or other unincorporated organization, or a Corporation. This clarification is necessary for the City to process your affirmation correctly.
  • Do include the correct Social Security Number or Employer Identification Number as applicable. Although providing a Social Security Number is voluntary under the Federal Privacy Act, offering it or the Employer Identification Number, if you're a corporation, assists in the exact identification of bidders, proposers, or vendors.
  • Don't leave any sections blank if they are applicable to your situation. Incomplete forms may result in the delay or rejection of your affirmation.
  • Don't forget to sign the form if you are an officer or duly authorized representative of the corporation. An unsigned form is considered incomplete and will not be processed.
  • Don't submit the form without reviewing it for accuracy. Double-check that all the information provided is correct, including the full name and address of the proposer or bidder, to avoid processing hiccups.
  • Don't hesitate to ask for clarification if you encounter any difficulty understanding the requirements. It is better to seek assistance than to submit the form incorrectly filled out.

Following these guidelines will facilitate a smoother affirmation process, ensuring compliance with the City of New York's requirements.

Misconceptions

Understanding the complexities of legal documents can often give rise to misunderstandings, especially when dealing with forms like the City of NY Affirmation form. Here are nine common misconceptions about this form, clarified for better understanding:

  1. It’s only relevant for companies in arrears or default. Some believe this form strictly applies to businesses with outstanding debts or defaults to the City of NY. In reality, it's required of all proposers and bidders, serving to affirm their current financial and operational status with the city, irrespective of their previous history.

  2. Providing a Social Security Number (SSN) is mandatory. While the form asks for an SSN, it specifies that furnishing this information is voluntary under the Federal Privacy Act. Not providing an SSN will not disqualify a bidder from consideration.

  3. A corporate seal is necessary for all corporations. The presence of a spot for a corporate seal may imply it's a requirement. Nevertheless, not all corporations use or even have a seal in modern business practices; its absence is typically not a barrier to submitting the affirmation.

  4. The form is only for bidding on City contracts. The verbiage might suggest its sole purpose is for contract bidding. However, it's also a general affirmation of a proposer or bidder's standing and compliance with city laws, which could apply to various interactions with the city, not just contract bids.

  5. It discriminates against businesses not based in New York City. Despite its focus on affirming status with the City of New York, there's nothing in the form that explicitly bars non-NYC-based businesses from submitting bids or proposals for City contracts. The key is adherence to City laws and regulations.

  6. Signing the form as an officer is the only valid method. While it emphasizes the need for an officer or duly authorized representative to sign, this doesn't preclude other individuals with appropriate authority within the organization from completing the form, as long as they're authorized to make such declarations on behalf of the organization.

  7. It’s a contract agreement. There might be confusion that filling out and submitting the form binds an entity into a contractual agreement with the City. In fact, it's an affirmation of compliance and qualification to enter into contracts, not a contract itself.

  8. The form is only for first-time proposers or bidders. The assumption might be that once you’ve filled it out for one bid, you don’t need to do it again. Yet, it's generally required for each proposal or bid submission to ensure current information is on file and in evaluation processes.

  9. There’s no need to check for pending proceedings. A critical part of the form is the declaration that there are no pending proceedings related to the responsibility or qualification of the proposer or bidder. Overlooking this section can lead to inaccuracies in the affirmation, possibly affecting eligibility for contracts.

Addressing these misconceptions helps clarify the City of NY Affirmation form’s purpose and requirements, ensuring that businesses can accurately complete and submit it as part of their bidding or proposal processes. Engaging with legal documents necessitates a keen eye and understanding of implications to make informed, accurate representations to government entities and other parties.

Key takeaways

Understanding the City of New York Affirmation form is crucial for any proposer or bidder looking to engage in business activities within the city. This document is a declaration of the proposer's or bidder's financial and legal status in relation to any debts, defaults, and qualifications for receiving public contracts in New York City. Here are seven key takeaways about filling out and utilizing this form effectively:

  • Accurate Declaration: The form requires proposers or bidders to affirm that they are not in arrears on any debts, contracts, or taxes to the City of New York. It's vital to ensure that all declarations made on the form are accurate to avoid legal complications.
  • Understanding the Status Requirements: Businesses must not be defaulters or disqualified by any City agency, and there should be no pending proceeding regarding their responsibility or qualification to receive public contracts.
  • Providing Correct Business Information: The form requires comprehensive business information, including the full name of the proposer or bidder, address, and the appropriate business entity type (Individual, Partnership, Corporation, etc.). This information should be entered correctly to ensure the form's validity.
  • Identification Numbers: Depending on the nature of the business (Individual or Sole Proprietorship, Partnership, Corporation), the form asks for a Social Security Number or Employer Identification Number. It's crucial to provide the correct identification number related to the business’s legal structure.
  • Authorized Signature: The form must be signed by an officer or duly authorized representative of the business entity. This signature is a legal attestation to the information provided and its accuracy.
  • Corporate Seal: If the proposer or bidder is a corporation, the placement of the corporate seal on the form might be required. This acts as an additional layer of verification and authenticity to the submission.
  • Privacy Act Disclosure: The form notes that under the Federal Privacy Act, providing a Social Security Number is voluntary for bidders on City contracts and not providing one will not automatically disqualify a bidder. It further outlines that Social Security Numbers are used for identification and compliance purposes.

Completing the City of New York Affirmation form with diligence and accuracy is essential for ensuring compliance with city regulations and maintaining the eligibility to participate in public contracts. Each entity must carefully review their financial and legal standing before making declarations on this form to prevent any potential disqualifications.

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